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Mandatory and Guideline Sentencing: Recent Developments

Mandatory and Guideline Sentencing: Recent Developments

Advice on legislation or legal policy issues contained in this paper is provided for use in parliamentary debate and for related parliamentary purposes. This paper is not professional legal opinion.
Briefing Paper No. 18/1998 by Honor Figgis
  • Judges and magistrates have a fairly wide discretion to determine what sentence an offender should receive. This discretion is exercised within legislative boundaries that set maximum penalties. The sentencing discretion is also structured by common law sentencing principles and doctrines (pages 2-6).
  • There is some public concern in New South Wales about undue leniency in sentencing, and the existence of unjustified sentencing disparities (that is, cases where an offender receives a sentence that is significantly more lenient or harsher than an offender in those circumstances would normally receive). There may be a degree of sentencing disparity in New South Wales, although the extent and significance of any disparities is not clear. Some argue that a major source of sentencing disparity is the wide judicial sentencing discretion, combined with different penal philosophies among judges (pages 5-7).
  • There are several methods of limiting judicial discretion. They include guideline judgments, presumptive sentencing guidelines, and mandatory sentencing. These measures vary widely in their details, their objectives, and their effects. Guideline judgments are decisions handed down by appeal courts setting out the principles of sentencing and the range of penalties that may be applied to a given offence (pages 13-15). Presumptive sentencing guidelines (commonly called grid sentences') are contained in or based on legislation. They set out a range of penalties for an offence based on the seriousness of the offence, and the offender's criminal history. Other factors, such as aggravating or mitigating circumstances, may be included in the guidelines (pages 8-13). Judges may be able to depart from the guidelines in particular circumstances, or upon giving reasons for a departure). Mandatory minimum sentences are minimum sentences prescribed for a particular offence. The minimum sentence may be determined by the offender's criminal record, as well as by the offence. Judges must sentence between the minimum and maximum penalties (p 8). These different reform measures each have advantages and disadvantages (pages 17-22).
  • The New South Wales Law Reform Commission in its comprehensive 1996 report on sentencing recommended against limiting judicial sentencing discretion by grid sentencing or by minimum sentences. In the Commission's view, efforts to reduce any sentencing disparity should concentrate on the review of sentences by appeal courts, the Judicial Commission's sentencing information system, and the provision of clear reasons for sentences by the sentencing court (pages 15-17).
  • New South Wales has introduced mandatory life sentences for murder and certain drug trafficking offences where a court is satisfied that the level of culpability is extreme. The judicial sentencing discretion is also affected by the recent decision of the New South Wales Court of Criminal Appeal to issue its first formal guideline judgment. To promote the development of further guideline judgments, the NSW Government has indicated it is considering allowing the Court to establish guidelines without linking them to individual cases (pages 23-28).
  • The Northern Territory has recently implemented mandatory minimum terms of imprisonment for some property offences; for adults, the sentences range from 14 days prison for a first offence, to 12 months for a third or more offence (pages 28-32). Western Australia has also implemented mandatory minimum terms of 12 months imprisonment for third (or more) repeat home burglaries. The Western Australian Government is also planning to introduce a presumptive sentencing matrix' in the near future (pages 32-34). In the United Kingdom legislation in 1997 introduced mandatory minimum prison sentences (with limited exceptions) for certain repeated offences: an automatic life sentence on a second conviction for a serious sexual or violent offence; and a mandatory minimum seven-year sentence for serious three-time repeat drug dealers (pages 35-36).